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Securities and Exchange Commission (SEC) FY 2010 EEO Complaint Processing Statistics

Outcome of Counselings Completed in FY 2010
Pre-Complaint Counseling Outcomes Completed by EEO Counselor Completed Using ADR All Completed Counselings
# % # % # %
Pre-Complaint Counselings: 23   1   24  
Settlements 0 0% 1 100% 1 4.2%
Withdrawals or No Complaints Filed 6 26.1% 0 0% 6 25%
Complaints Filed*         17 70.8%
Decision to File Complaint Pending at End of FY         0 0%
     *Includes only complaints filed in FY 2010 where counseling was also completed during FY 2010.
Agency Use of ADR for EEO Dispute Resolution in FY 2010
Total Number Offer Rate Participation Rate
Pre-Complaint Counselings 24 41.7% 4.2%
Complaint Closures 16 0% 0%
Bases Most Frequently Alleged in Filed Complaints
Top Basis 1 Top Basis 2 Top Basis 3
Bases of Alleged Discrimination Age Reprisal Race (Black/African American)
Timeliness in FY 2010
Total # # Timely % Timely FY 2009 APD* FY 2010 APD* % Change Govt Wide APD*
All Pre-Complaint Counselings (minus remands) 24 22 91.7%        
All Investigations 13 13 100% 194 195 0.5% 181
All Complaint Closures 16     258 234 -9.3% 360
Merit Decisions (no AJ) 4 1 25% 479 332 -30.7% 481
Dismissal Decisions (no AJ) 7     120 158 31.7% 88
*APD =Average Processing Days
Outcomes of Complaints in FY 2010
Complaint Closures Final Agency Decision (no AJ Decision) Final Order (AJ Decision Fully Implemented) Final Order (AJ Decision Not Fully Implemented)
# % # % # % # %
Total Complaints Filed 17              
Total Closures 16              
Settlements 2 12.5%            
Withdrawals 1 6.3%            
Total Final Agency Actions 13 81.3% 11 84.6% 2 15.4% 0 0%
  Dismissals 9 69.2% 7 77.8% 2 22.2% 0 0%
  Merit Decisions 4 30.8% 4 100% 0 0% 0 0%
      Finding Discrimination 0 NA% 0 NA% 0 NA% 0 NA%
      Finding No Discrimination 4 100% 4 100% 0 0% 0 0%
Costs Associated With EEO Process FY 2010
  Total # Total Amount Average Amount
Pre-Complaint Settlements w/ Monetary Benefits 0 $0 $0
  ADR Settlements w/ Monetary Benefits 0 $0 $0
Investigation Costs 13 $89,515 $6,885
Complaint Closures with Monetary Benefits 0 $0 $0
  ADR Settlements w/ Monetary Benefits 0 $0 $0