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Agency Profile - SEC

Securities and Exchange Commission (SEC) FY 2013 EEO Complaint Processing Statistics

Outcome of Counselings Completed in FY 2013
Pre-Complaint Counseling Outcomes Completed by EEO Counselor Completed Using ADR All Completed Counselings
# % # % # %
Pre-Complaint Counselings 35 7 42
Settlements 0 0% 2 28.6% 2 4.8%
Withdrawals or No Complaints Filed 17 48.6% 2 28.6% 19 45.2%
Complaints Filed* 19 45.2%
Decision to File Complaint Pending at End of FY 2 4.8%

*Includes only complaints filed in FY 2013 where counseling was also completed during FY 2013.

Agency Use of ADR for EEO Dispute Resolution in FY 2013
Total Number Offer Rate Participation Rate
Pre-Complaint Counselings 42 59.5% 16.7%
Complaint Closures 11 0% 0%
Bases Most Frequently Alleged in FY 2013 Filed Complaints
Top Basis 1 Top Basis 2 Top Basis 3
Bases of Alleged Discrimination AGE REPRISAL SEX (FEMALE)
Timeliness in FY 2013
Total # # Timely % Timely FY 2012 APD* FY 2013 APD* % Change Govt Wide APD*
All Pre-Complaint Counselings (minus remands) 42 38 90.5%
All Investigations 17 9 52.9% 260 353 35.8% 207
All Complaint Closures 11 308 312 1.3% 420
Merit Decisions (no AJ) 3 1 33.3% 334 359 7.5% 451
Dismissal Decisions (no AJ) 1 66 37 -43.9% 67

*APD = Average Processing Days

Outcomes of Complaints in FY 2013
Complaint Closures Final Agency Decision
(no AJ Decision)		 Final Order
(AJ Decision
Fully Implemented)		 Final Order
(AJ Decision
Not Fully Implemented)
# % # % # % # %
Total Complaints Filed 19
Total Closures 11
Settlements 3 27.3%
Withdrawals 3 27.3%
Total Final Agency Actions 5 45.5% 4 80% 1 20% 0 0%
Dismissals 1 20% 1 100% 0 0% 0 0%
Merit Decisions 4 80% 3 75% 1 25% 0 0%
Finding Discrimination 0 NA% 0 NA% 0 NA% 0 NA%
Finding No Discrimination 4 100% 3 75% 1 25% 0 0%
Costs Associated with EEO Process in FY 2013
Total # Total Amount Average Amount
Pre-Complaint Settlements w/Monetary Benefits 0 $0 $0
ADR Settlements w/ Monetary Benefits 0 $0 $0
Investigation Costs 17 $41,906 $2,465
Complaint Closures with Monetary Benefits 1 $5,000 $5,000
ADR Settlements w/ Monetary Benefits 0 $0 $0