No. 12-20220

 


IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

 

 


U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION,

          Plaintiff-Appellant,

 

v.

 

HOUSTON FUNDING LTD. II, et al.,

          Defendants-Appellees.

 


On Appeal from the United States District Court

for the Southern District of Texas

 


REPLY BRIEF OF THE EQUAL EMPLOYMENT

OPPORTUNITY COMMISSION AS APPELLANT

 


P. DAVID LOPEZ

General Counsel

 

LORRAINE C. DAVIS

Acting Associate General Counsel

 

DANIEL T. VAIL

Acting Assistant General Counsel

 

SUSAN L. STARR

Attorney

 

U.S. EQUAL EMPLOYMENT

OPPORTUNITY COMMISSION

Office of General Counsel

131 M St., N.E., 5th Floor

Washington, D.C. 20507-0001

(202) 663-4727

susan.starr@eeoc.gov


table of contents

                                                                                                                  Page(s)

TABLE OF AUTHORITIES.............................................................   ii

 

argument...................................................................................... 1

 

CONCLUSION................................................................................. 13

 

CERTIFICATE OF COMPLIANCE

 

CERTIFICATE OF SERVICE

 

 

 

 


 

 

Table of Authorities

                                                                                                   Page(s)

Cases

Black v. Pan American Labs., LLC, 646 F.3d 254 (5th Cir. 2011)............................................................................................ 12

Burlington Northern v. Santa Fe Ry. Co., 548 US. 53 (2006). 10

Chapter 7 Trustee v. Gate Gourmet, Inc., ___ F.3d ___ , 2012 WL 2072671 (11th Cir. June 11, 2012).............................. 12

County of Washington v. Gunther, 452 U.S. 161 (1981) ....... 10

Derungs v. Wal-Mart, 374 F.3d 428 (6th Cir. 2004) ................ 4

Firestone Tire & Rubber Co. v. Bruch, 489 U.S. 101 (1989).... 8

Garcia v. Gloor, 618 F.2d 264 (5th Cir. 1980).......................... 6

General Electric Co. v. Gilbert, 429 U.S. 125 (1976)................ 1

Jacobson v. Regent Assisted Living, Inc., No. CIV-98-564, 1999.............................................................................................. 3

Martinez v. N.B.C., Inc., 49 F. Supp. 2d 305 (S.D.N.Y. 1999). 3

McDonnell Douglas v. Green, 411 U.S.792 (1973) ................ 12

Nev. Dep’t of Human Res. v. Hibbs, 538, U.S. 721 (2003)...... 5

Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75 (1998) 9

Pension Ben. Guar. Corp. v. LTV Corp., 496 U.S. 633 (1990) 8

Puente v. Ridge, 2009 WL 1311504 (5th Cir. May 12, 2009)... 3

Tex. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248 (1981) 11-12

Urbano v. Continental Airlines, Inc., 138 F.3d 204 (5th Cir. 1998).................................................................................. 12

Vachon v. R.M. Davis, Inc., No. 03-234, 2004 WL 1146630 (D. Me. 2004)............................................................................. 4

Wallace v. Pyro Min. Co., 789 F. Supp. 867 (W.D. Ky. 1990), aff’d on other grounds, 951 F.2d 351 (1991)....................... 4

Willingham v. Macon Tel. Publ’g Co., 507 F.2d 1084 (5th Cir. 1975)  (en banc)................................................................ 6, 7

Statutes

29 U.S.C. §§ 207(r).............................................................. 9-10

29 US.C. §215(a)(3)................................................................ 10

42 U.S.C. § 2000e-2(a) (1)............................................... passim

Pregnancy Discrimination Act (“PDA”), 42 U.S.C. §2000e-(k) .................................................................................... passim

Public Law 111-148 (2010).................................................. 9-10

Other Authorities

http://medicaldictionary.thefreedictionary.com/prolactin.......... 7

www.ehow.com/about_6465302_history-breast-pump.html.... 3

 


ARGUMENT

Title VII makes it unlawful for an employer “to discharge any individual . . . because of such individual’s . . . sex.”   42 U.S.C. § 2000e-2(a)(1).   The Commission alleges that Houston Funding (“HF”) violated this prohibition when Vice-President Harry Cagle fired Donnicia Venters because she wanted to return to work while she still was lactating (i.e., producing and expressing breast milk).  The district court granted the defendant’s motion for summary judgment, holding that “firing someone because of lactation or breast-pumping is not sex discrimination.” ROA 207, RE Tab 3.1.[1]

In our opening brief, the EEOC pointed out that Title VII’s express terms, its legislative history, and case law all support the conclusion that discrimination on the basis of a female-specific trait, such as producing or expressing milk, is discrimination because of sex.  EEOC br. at 14-16.  We argued that when Congress passed the Pregnancy Discrimination Act (“PDA”), it clarified that Title VII’s protections “extend to the whole range” of related “physiological occurrences peculiar to women.”  Id. at 23.  We also contended that the decisions cited by the district court, mostly unpublished, were distinguishable or unhelpful because they (1) contained no analysis or support; (2) rested on discredited reasoning (i.e., the majority opinion in General Electric Co. v. Gilbert, 429 U.S. 125 (1976)), which had already been repudiated by Congress; and/or (3) relied on an inapplicable “sex-plus” analysis.  EEOC br. at 18-24.  Finally, we argued that under the correct legal analysis, the record evidence is sufficient to create a genuine dispute about whether HF terminated Venters because Cagle was opposed to Venters returning to work while she was still producing and expressing milk.

In its brief as appellee, HF does not directly respond to the Commission’s argument that firing a woman because of the sex-specific trait of lactation is firing her on the basis of her sex.  HF does not disagree that both Supreme Court precedent and the law of this Circuit make clear that Title VII’s broad statutory prohibition on sex discrimination applies whenever (some or all) employees of one sex are subjected to disadvantageous terms of employment to which employees of the opposite sex are not.  EEOC br. at 17-18.  HF similarly does not challenge the Commission’s assertion that when an employer discriminates based on a sex-specific trait or function, the employer violates Title VII.  And HF does not dispute that lactation is such a female sex-specific trait.  EEOC br. at 14-16.  Moreover,  although HF relies on many of the same cases cited by the district court, it simply ignores the arguments the EEOC made in its opening brief as to why those cases are unpersuasive and/or inapposite.

Instead, shoehorning the facts of this case into inapposite case law, HF tries to reframe and transform the EEOC’s theory of the case into what HF somewhat dismissively (and repeatedly) calls “breast-pump discrimination.”  HF br. at 1-2, 5-8, 11-17.  HF contends that “[n]o federal case in the nearly 35 years since the PDA was passed has found that Title VII prohibits ‘breast pump’ discrimination, but several have found that it does not.”  HF br. at 9.[2]  According to HF, neither Title VII nor the PDA protects against this type of discrimination because Title VII does not require employers to provide special accommodations for pregnant (or recently pregnant) employees.  HF cites for support the handful of cases in which lactating employees were denied requests for benefits in excess of that offered other employees.  See HF br. at 9-11(citing Puente v. Ridge, 2009 WL 1311504 at *4 (5th Cir. May 12, 2009) (employer rejected request for extra break); Vachon v. R.M. Davis, Inc., No. 03-234, 2004 WL 1146630 at *10-11 (D. Me. 2004) (employer rejected employee’s request for “extra paid or unpaid leave on a daily basis” to return home to breast feed her child); Martinez v. N.B.C., Inc., 49 F. Supp. 2d 305, 309-10 (S.D.N.Y. 1999) (employer rejected request for extra break time to express milk); Jacobson v. Regent Assisted Living, Inc., No. CIV-98-564, 1999 Lexis 7680 at *29-30 (same); Wallace v. Pyro Min. Co., 789 F. Supp. 867, 869 (W.D. Ky. 1990) (employer denied employee extra personal leave to breast-feed her infant at home), aff’d on other grounds, 951 F.2d 351 (1991)).[3]

  But that is not the EEOC’s theory of this case.  This is not a “special accommodation” case, as HF would like to characterize it.  Rather, this is a straightforward case of sex-based conduct.  It is uncontested that the first time Cagle learned that Venters was interested in expressing milk at the workplace, Cagle responded negatively, with a sharp, “No.  Maybe she needs to stay home longer.”  EEOC br. at 4.  And when Venters called Cagle and told him she wanted to express milk in the workplace, Cagle took a noticeably lengthy pause before telling her that her position was filled.  Id.  On this record, a reasonable jury could conclude that Cagle fired Venters because he thought she should not come back to work while she still was lactating – e.g., because he believed that new mothers should stay at home until they no longer are actively nursing or simply should not be expressing milk while at work.  Thus, far from being novel or unprecedented (as HF would have the Court believe, HF br. at 7, 8, 9, 11), the EEOC’s case, at its core, is about discrimination grounded in common sex-based stereotypes.  Cf. Nev. Dep’t of Human Res. v. Hibbs, 538 U.S. 721, 736-737 (2003) (explaining that sex discrimination “is rooted, primarily, in stereotypes about women when they are mothers or mothers-to-be”) (internal quotation marks omitted).

Nothing in the record suggests that Cagle terminated Venters to comply with a company practice of refusing to give extra breaks or private space for any employee to perform personal physiological functions.  There is nothing to indicate that Cagle was simply standing on principle, refusing to treat Venters more favorably than other employees or to give her a benefit that other employees would not get.  Cagle did not say that his decision to fire her had anything to do with her request to use a back office occasionally to express milk.  He did not state he could not provide her such space.  He did not state he could not provide her adequate break time.  He did not question her ability to perform her job while lactating.  Cagle did not ask Venters a single question or voice a single concern about whether it would be feasible or desirable to “accommodate” her.   And HF has never contended in this litigation (or during the administrative processing of Venters’s charge or in its representations to the Texas Workforce Commission), that Cagle fired Venters because she wanted something in addition to what was offered to other employees.  Rather, HF has argued exclusively and consistently that Cagle fired Venters for “job abandonment.”  The authorities HF cites in support of affirmance – all cases in which the employee was denied a benefit in excess of that offered other employees – thus are inapposite.

Further, none of these cases grapples with the Commission’s fundamental argument:  Title VII’s general prohibition on sex-based discrimination prohibits employers from terminating women because they are lactating.  Rather, the decisions analyzed the language of the PDA.  As we noted in our opening brief, EEOC br. at 13-14, those rulings focused myopically on the three-term phrase “pregnancy, childbirth or related medical conditions,” completely ignoring the terms preceding that phrase that clarify that Title VII’s general sex-based prohibition is to be viewed expansively.  42 U.S.C. §2000e-(k) (discrimination based on sex “includes, but [is] not limited to . . . pregnancy, childbirth or related medical conditions”) (emphasis added).  EEOC br. at 23-25.

This Court has made clear that Title VII “should reach any device or policy of an employer which serves to deny acquisition or retention of a job or promotion in a job to an individual because the individual is either male or female.” Willingham v. Macon Tel. Publ’g Co., 507 F.2d 1084, 1091 (5th Cir. 1975) (en banc).  The statute “focuses its laser of prohibition” on discrimination based on characteristics “either beyond the victim’s power to alter . . . or that impose a burden on an employee on one of the prohibited bases . . . [such as] fundamental sex characteristics.”  Garcia v. Gloor, 618 F.2d 264, 269 (5th Cir. 1980).  Lactation is a fundamental sex characteristic of the female sex.  See generally http://medicaldictionary.thefreedictionary.com/prolactin (prolactin – which, together with other hormones released during pregnancy and childbirth, initiate and maintain milk production, or lactation – “has no known function in human males”).  Firing a female worker because she is lactating punishes her because of a normal biological and physiological function unique to women.  Thus, refusing to let an employee return to work because she still is lactating contravenes Title VII’s express language, as well as the intent of Congress to guarantee equal job opportunities for men and women.  Cf. Willingham, 507 F.2d at 1091 (recognizing that “an employer cannot have one hiring policy for men and another for women”).

In addition to failing to challenge the EEOC’s argument that Title VII’s general ban on sex discrimination prohibits employers from terminating employees because they are lactating, HF interprets the PDA itself erroneously.  HF summarily asserts, without analysis, that lactation is not a “medical condition” related to pregnancy or childbirth.  HF br. at 14.  HF offers no explanation for this conclusion.  It does not state what qualifies as a “related medical condition” or why lactation does not. 

Moreover, HF simply ignores the Supreme Court precedent and legislative history supporting an inclusive reading of the PDA’s terms.  EEOC br. at 22-23.  HF fails to explain how its position can be reconciled with specific passages of the provision’s legislative history explaining that Congress intended the protections of the PDA to include “physiological conditions” which are “peculiar to women.”  Id.  Similarly, HF does not contest the biological fact that lactation is the natural hormonal outgrowth of pregnancy and childbirth.  (Nor, factually, could it have.)  Indeed, given the link between pregnancy, childbirth, and lactation – and using common sense to interpret what “related medical conditions” means – the conclusion that lactation properly fits within the PDA’s protections actually is rather unremarkable.  See EEOC br. at 20-26.

Perhaps recognizing the weakness in its other arguments, on appeal HF resorts to claiming that Title VII and the PDA could not possibly cover discrimination based on lactation because subsequent Congresses have sought to amend Title VII to include it explicitly.  See HF br. at 11-12.  However, HF’s argument – that legislative initiatives proposed more than 30 years after the PDA’s enactment restrict the meaning and scope of that provision as passed in 1978, HF br. at 11-12 – is without merit.  Mere (unsuccessful) attempts to amend legislation cannot be relevant to, much less dispositive of, the proper meaning and scope of an existing statute.  See generally Firestone Tire & Rubber Co. v. Bruch, 489 U.S. 101, 114 (1989) (recognizing that “[t]he views of a subsequent Congress form a hazardous basis for inferring intent of an earlier one”) (internal citations omitted); Pension Ben. Guar. Corp. v. LTV Corp., 496 U.S. 633, 650 (1990) (noting that “subsequent legislative history” is “a particularly dangerous ground on which to rest an interpretation of a prior statute when it concerns . . . a proposal that does not become law”).  Indeed, Congressional inaction “lacks persuasive significance because several equally tenable inferences may be drawn from such inaction, including the inference that the existing legislation already incorporated the offered change.”  Id.

Moreover, what matters most in interpreting the statute is not whether the original Congress consciously contemplated covering lactation discrimination.  Rather, the critical inquiry is whether lactation falls naturally within the meaning of the text, which, as we explained in our opening brief, it does.  See EEOC br. at 20-26.  As the Supreme Court has noted: 

          [S]tatutory prohibitions often go beyond the principal evil [they were

          passed to combat] to cover reasonably comparable evils, and it is

          ultimately the provisions of our laws rather than the principal

          concerns of our legislators by which we are governed.  Title VII

          prohibits “discriminat[ion] . . . because of . . . sex” in . . .

          employment.  [This] . . . must extend to [sex-based discrimination] of

          any kind that meets the statutory requirements.

 

Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75, 79-80 (1998). 

Equally without merit is HF’s suggestion that inclusion of benefits for lactating employees in the Affordable Health Care Act (“AHCA”) somehow circumscribes Title VII’s protections.  HR br. at 13-14; see also Pub, L. No. 111-148 (2010) (codified as amended at 29 U.S.C. § 207(r) (mandating certain employers to provide accommodations such as lactation facilities and unpaid break time for certain employees, with limited remedies).  There is nothing unusual about federal statutes, such as Title VII and the AHCA, coextensively prohibiting the same or similar acts and providing overlapping protections – particularly where the two statutes cover different types of employers or employees, or offer different remedies.[4]  Cf. County of Washington v. Gunther, 452 U.S. 161, 178-80 (1981) (remedies are available for equal pay claims under both Title VII and the Equal Pay Act (EPA), a provision of the Fair Labor Standards Act (FLSA), because although they are coextensive in part, Title VII prohibits a broader range of practices than the EPA does).[5]

          Finally, HF contends that “the only issue” on appeal is whether the EEOC “asserted a viable claim for relief under Title VII” – not whether “a reasonable jury could have found that [HF’s] given reason for terminating Venters’ employment was a pretext for breast pump discrimination . . . .”  HF Br. at 6.  While HF did not argue below that summary judgment should be granted because there is no genuine dispute as to whether Cagle fired Venters for “job abandonment,” this Court nevertheless is free to recognize that a genuine dispute on this issue does exist, necessitating a trial.

HF fails to counter the Commission’s argument that drawing all reasonable inferences in favor of the EEOC, the record evidence is sufficient for a reasonable jury to find that Cagle really fired Venters because of a sex-specific trait.  Rather, HF argues that to prevail on a Title VII claim of intentional sex discrimination (like this one), this Circuit requires a plaintiff to show that the victim “was treated worse than some similarly-situated comparator employee.”  HF br. at 16.  In the absence of evidence that the employer treated the lactating worker “worse than similarly-situated non-PDA covered workers,” HF contends, an employee can never demonstrate an inference of discrimination.  Id. 

HF is mistaken.  All that is required to make out a prima facie case is to adduce evidence that the victim suffered an adverse action “under circumstances which give rise to an inference of discrimination.”  Tex. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981).  Comparator evidence is often relevant to claims of intentional discrimination, including claims under the PDA involving equal treatment under workplace rules.  See Urbano v. Continental Airlines, Inc., 138 F.3d 204, 206 (5th Cir. 1998).  But the Supreme Court, this Court, and other Courts have long recognized that Title VII does not require such evidence.  See McDonnell Douglas Corp. v. Green, 411 U.S. 7792, 802 n.13 (1973) (explaining that the circumstantial evidence framework is intended to be flexible and “is not necessarily applicable in every respect to differing factual situations”); Black v. Pan Am., LLC, 646 F.3d 254, 278 (5th Cir. 2011)  (emphasizing that the statute “does not require evidence of a comparable employee whom the employer treated differently than the Title VII plaintiff”); see also Chapter 7 Trustee v. Gate Gourmet, Inc., ___ F.3d ___ , 2012 WL 2072671 at *6 (11th Cir. June 11, 2012)

(holding that non-pregnant comparator evidence is not required where plaintiff demonstrates pregnancy discrimination through other evidence sufficient to raise a reasonable inference of discrimination).  In a case like this one involving an adverse employment action allegedly taken because of a sex-linked trait, a plaintiff could use comparator evidence, but does not need to.

Here, as we explained in our opening brief, there is ample affirmative evidence that HF fired Venters because she wanted to return to her job while she still was lactating (e.g., Cagle’s statement that Venters should “stay home longer”).  There also was abundant proof demonstrating that HF’s proffered reason was not worthy of belief.  EEOC br. at 28-32.  This was sufficient evidence to allow the Commission to present its case to a jury.

CONCLUSION

For the foregoing reasons, the judgment of the district court should be reversed, and the case should be remanded for trial.

Respectfully submitted,

                                                P. DAVID LOPEZ

                                                General Counsel

 

                                                LORRAINE C. DAVIS

                                                Acting Associate General Counsel

 

                                                DANIEL T. VAIL

                                                Acting Assistant General Counsel

 

 

                                                /s/ Susan L.P. Starr____________

                                                SUSAN L.P. STARR

                                                Attorney

                                                EQUAL EMPLOYMENT OPPORTUNITY

                                                    COMMISSION

                                                Office of General Counsel

                                                131 M Street, N.E., 5th Floor

                                                Washington, D.C. 20507

                                                (202) 663-4727

                                                susan.starr@eeoc.gov


CERTIFICATE OF COMPLIANCE

 

This brief complies with the type-volume limitation set forth in the Federal Rules of Appellate Procedure 29(d) and 32(a)(7)(B) and Fifth Circuit Rule 32.  This brief contains 2,761 words, from the Argument through the Conclusion, as determined by the Microsoft Word 2007 word processing program, with 14-point proportionally spaced type for text and 14-point proportionally spaced type for footnotes. 

 

                                                          _/s/ Susan L.P. Starr____________

                                                          Attorney for Equal Employment

                                                             Opportunity Commission

 

 

                             Dated:  June 25, 2012


 

CERTIFICATE OF SERVICE

 

          I hereby certify that on June 25, 2012, the foregoing reply brief of the EEOC as appellant was electronically served on the counsel listed below via the Court’s  CM/ECF Notice of Activity system at their electronic addresses of record:

 Attorney for Defendant-Appellee:

Mark Joseph Oberti

OBERTI SULLIVAN, LLP

Suite 340

734 Main Street

Houston, TX  77002

 

Attorney for Amicus Curiae Texas Medical Ass’n  and Texas Pediatric Society:

 

Donald P. Wilcox, Esq.

General Counsel

Texas Medical Association

401 West 15th Street

Austin, TX  78701

                                     

 

                                                                    /s/ Susan L.P. Starr____

 

                                       Susan L.P. Starr, Esq.

 



[1] “ROA” refers to the record on appeal.  “RE” refers to EEOC’s record excerpts.

[2] It is true that only a few federal courts have addressed whether Title VII prohibits discrimination based on the act of producing and/or expressing milk.  But contrary to HF’s suggestion, that is not necessarily because courts are skeptical that Title VII covers cases like this one.  Rather, scenarios precisely like this simply would not have arisen before technological advances in the 1990s made breast-pumping possible.  See www.ehow.com/about_6465302_history-breast-pump.html (explaining that the first-vacuum powered electric breast pump for non-hospital use was manufactured in 1991 and “allowed women to return to work and still provide human milk”).

[3] Derungs v. Wal-Mart, also cited by HF (HF br. at 11), is a public accommodations case addressing whether, under Ohio law, a business can ban customers from breast-feeding in public areas.  See 374 F.3d 428 (6th Cir. 2004).  There, in dicta, the Sixth Circuit noted some of the same Title VII cases HF cites here.  See id. at 437, 439.  However, the Court in Derungs did not endorse or adopt the rationales or holdings in any of these decisions.

[4] As noted above, although courts have held that Title VII does not require employers to grant break requests from lactating employees if the breaks requested exceed the break time given non-lactating employees, the AHCA may require otherwise.  But again, this case is not about whether Title VII requires employers to provide special treatment to lactating employees.

 

[5] Similarly, HF’s reference to a possible cause of action for retaliation under the AHCA/FLSA is inapt.  See HF br. at 13-14, (citing 29 US.C. §215(a)(3), noting that under the FLSA an employer may not retaliate against an employee who complains about the employer’s failure to provide the accommodations guaranteed by the AHCA).   This case involves discrimination based on animus against (or stereotypes related to the proper role of) lactating female employees – not retaliation for engaging in protected activity.  Cf. Burlington N. & Santa Fe Ry. Co. v. White, 548 US. 53, 63 (2006) (“The substantive provision [of Title VII] seeks to prevent injury to individuals based on who they are, i.e., their status [as members of a protected class].  The anti-retaliation provision seeks to prevent harm based on what they do, i.e., their conduct [e.g., opposing discrimination at work or filing an EEOC charge].”).